Reality Gap

Exploratory Research

Historical Research

Retrospective, cross-sectional, and sector-level observations from the current RG dataset. Preliminary and approximate.

Research Caveat

This page presents exploratory observations based on an approximate, limited dataset. All results are preliminary. No predictive or causal claims are made. RG is a descriptive heuristic indicator — not a forecasting model and not investment advice. Sample sizes are small, data coverage is partial, and all values are approximations derived from public sources via yfinance. Do not draw strong conclusions from this analysis.

What the current evidence tentatively suggests

n = 141 companies · historical anchor: 2023 · current prices approx. early 2026 · exploratory only
tentative Low-RG companies (bottom half by RG10) returned +83% on average vs +36% for the top half — a visible gap in this 71-company sample over the 2023→current window.
tentative P/G (a simpler earnings-multiple) produces a nearly identical split (+82% vs +34%). RG10 and P/G have a rank correlation of 0.87 — they are currently measuring closely related things.
tentative Market-to-Book (M/TE) shows a monotonic quartile gradient (+93%, +65%, +59%, +37%) — a somewhat cleaner pattern than RG, though with a smaller low-high spread.
exception Exceptions are real and frequent. Broadcom (RG10 4.6, +250%), Alphabet (RG10 0.7, +342%), and Tesla (RG10 3.0, +93%) all break the simple pattern. Any average conceals wide individual variance.
open question Whether RG adds signal beyond P/G in this sample is unclear. Resolving this requires the GFC cycle (2007–2009), where TE variation is structurally different from the current period.

1. Cross-Index Snapshot

Median RG10 and interquartile range by index for the most recent quarterly observation per company. Only companies with a valid, non-near-boundary RG10 are included.

Index n P25 Median RG10 P75
S&P 500 29 1.92 2.54 3.44
SMI 10 1.80 2.11 2.24
CAC 40 15 1.45 2.03 3.41
FTSE 100 15 0.78 1.68 3.09
DAX 40 24 0.81 1.51 2.06
Nikkei 225 19 0.81 1.51 2.08
Hang Seng 33 0.22 0.58 1.31

Higher RG10 suggests the market is assigning a larger multiple to the fundamental base. Whether this reflects overvaluation, expected future earnings growth, or structural differences between markets cannot be determined from RG alone.

2. Current RG10 Distribution

Distribution of the most recent RG10 across 145 of 149 covered companies. 3 classified as "not fundamentally covered" (FB ≤ 0 for all N). 1 flagged as near-boundary and excluded from distribution.

< 1
46
1 – 2
41
2 – 5
55
5 – 10
2
> 10
1

P25

0.77

Median

1.62

P75

2.51

3. Sector Comparison

Median RG10 by sector. Bar length represents median; n = number of companies. Sectors with fewer than 3 companies should be interpreted with particular caution.

Semiconductors
3.30 n=5
Consumer Staples
2.17 n=12
Industrials
2.12 n=15
Technology
2.03 n=17
Consumer Discretionary
1.90 n=17
Healthcare
1.89 n=18
Materials
1.67 n=6
Consumer Electronics
1.65 n=2
Utilities
1.06 n=3
Financials
0.77 n=27
Energy
0.66 n=9
Automotive
0.49 n=9
Telecommunications
0.43 n=4
Real Estate
0.22 n=1

Sector differences may reflect structural characteristics (capital intensity, intangibles, leverage) rather than relative valuation stretch. Sectors are as classified in the dataset.

4. Cross-Sectional Snapshot Over Time

Median RG10 and interquartile range across all qualifying quarterly observations per period. Only periods with ≥ 15 qualifying companies are shown. This is not a panel dataset — the company composition varies across periods.

Period n P25 Median RG10 P75
Q4 2024 31 0.27 0.56 1.15
Q1 2025 89 0.67 1.46 2.10
Q2 2025 88 0.68 1.48 2.46
Q3 2025 66 0.86 1.77 2.83
Q4 2025 107 0.80 1.82 2.64

The dataset covers only 4 recent quarters of quarterly data plus a limited number of annual historical observations. No robust trend conclusions can be drawn from this sample.

5. Valuation Fragility: Core RG vs. Narrative RG

Aggregate market expensiveness tells only part of the story. Fragility analysis splits companies into a fundamentals-anchored core and a narrative-driven segment, then measures how far they have diverged. A large and growing spread is a structural signal — it captures market splitting, not just aggregate elevation.

Panel construction

Balanced panel of 44 companies with valid RG10 in all 6 target periods. Grouping: bottom quartile = Core RG group; top quartile = Narrative RG group.

FY 2023 and FY 2024 use historical closing prices (annual observations). Q1–Q4 2025 use current market cap (as of data fetch, approx. early 2026) — within-2025 variation reflects changes in smoothed earnings G only, not quarterly price movements.

Three Market Structures

Case A — Uniformly expensive

Core RG and Narrative RG are both elevated, with a small spread and ratio near 1. The whole market is stretched relative to earnings — the same signal as a high Macro RG. Not intrinsically more fragile than a split market; the risk is broad, not concentrated.

Case B — Split market

Core RG remains moderate while Narrative RG is very high — spread large, ratio high. The fundamentals-anchored segment and the narrative-driven segment are pricing entirely different futures. This structural split is the clearest fragility signal: the gap cannot persist indefinitely without either earnings catching up or prices correcting.

Case C — Selective bubble

A small number of names with extreme RG values drag Narrative RG upward while Core RG is low. Spread is large. Unlike Case A, most of the market is conservatively priced; but the concentrated pocket of overvaluation creates asymmetric risk — a correction in the high-RG segment can have outsized index impact if those names are heavily weighted.

Fragility Spread and Ratio are complements to Macro RG (CAPE/10), not substitutes. Macro RG measures aggregate elevation; Fragility measures structural splitting within the distribution.

Fragility Snapshot

Core RG (latest)

0.66

Q4 2025

Narrative RG (latest)

3.34

Q4 2025

Current Fragility Spread

2.68

Q4 2025

Current Fragility Ratio

5.1×

Q4 2025

Peak Fragility Spread

4.86

FY 2024

Peak Fragility Ratio

14.9×

FY 2024

Note on 2025 data: Q1–Q4 2025 observations use the current market capitalisation rather than end-of-quarter prices. Changes within 2025 therefore reflect shifts in smoothed earnings (G) more than actual price movements. Treat the 2025 trajectory as fundamental-reclassification signal, not as a market-price time series.

Core RG vs. Narrative RG — Time Series

Open panel (all companies with valid RG10 per quarter, n varies). Q1 2024: 21 companies only (tercile method). Shaded area = Narrative RG − Core RG (spread).

Core RG (bottom quartile) Narrative RG (top quartile) Spread
0 1 2 3 4 5 0.2 3.6 0.6 2.5 0.3 3.6 0.3 3.0 0.4 3.1 0.6 3.7 0.4 3.5 Q4 2023 n=110 Q1 2024 n=24 Q4 2024 n=110 Q1 2025 n=95 Q2 2025 n=88 Q3 2025 n=67 Q4 2025 n=111 RG10

Fragility Spread — Time Series

Narrative RG minus Core RG. Higher values indicate greater structural divergence in market valuations.

0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 3.38 ↑ 1.88 3.30 2.64 2.78 3.15 3.02 Q4 2023 n=110 Q1 2024 n=24 Q4 2024 n=110 Q1 2025 n=95 Q2 2025 n=88 Q3 2025 n=67 Q4 2025 n=111 Spread

Gini Coefficient — Time Series

Distributional inequality of RG10 across all companies per quarter (0 = perfect equality, 1 = maximum concentration). Independent of quartile boundaries — captures the full distribution shape. Peak: Q4 2023 (0.534) · Latest: Q4 2025 (0.397).

0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.534 ↑ 0.510 0.515 0.418 0.445 0.416 0.397 Q4 2023 n=110 Q1 2024 n=24 Q4 2024 n=110 Q1 2025 n=95 Q2 2025 n=88 Q3 2025 n=67 Q4 2025 n=111 Gini

What the Gini shows that Spread doesn't

2023 → 2024: top-quartile expansion, not broad inequality

Q4 2023 → Q4 2024: Spread jumped from 3.20 → 4.60 (+1.40), but Gini barely moved (0.486 → 0.496, +0.010). The quartile extremes widened dramatically while the overall distribution shape stayed nearly the same. Conclusion: the expensive tail grew away from the rest — the middle didn't shift.

2024 → 2025: broad-based compression across the whole distribution

Q4 2024 → Q1 2025: both Gini (0.496 → 0.376) and Spread (4.60 → 2.35) fell sharply together. When Gini and Spread move in parallel, the compression is structural — it affects the full distribution, not just the extremes. Consistent with either a genuine valuation reset or the 2025 market-cap caveat.

Neither of these dynamics is visible from Spread or Ratio alone. A stable Gini with a rising Spread is a specific structural signal: the market is not becoming more unequal overall — only the existing extremes are pulling further apart.

Core RG vs. Narrative RG Over Time

Core RG (conservative group) Narrative RG (high group)
FY 2023 annual
Core RG
0.29
Narrative RG
4.53
FY 2024 annual
Core RG
0.35
Narrative RG
5.21 ← peak
Q1 2025 quarterly
Core RG
0.48
Narrative RG
3.05
Q2 2025 quarterly
Core RG
0.47
Narrative RG
3.19
Q3 2025 quarterly
Core RG
0.54
Narrative RG
3.30
Q4 2025 quarterly
Core RG
0.66
Narrative RG
3.34

Fragility Spread Over Time (Narrative RG − Core RG)

FY 2023
4.24
FY 2024
4.86 peak +0.62
Q1 2025
2.57 -2.29
Q2 2025
2.72 +0.15
Q3 2025
2.76 +0.04
Q4 2025
2.68 -0.08

Fragility Ratio Over Time (Narrative RG / Core RG)

FY 2023
15.6× peak
FY 2024
14.9× -0.7
Q1 2025
6.4× -8.5
Q2 2025
6.8× +0.4
Q3 2025
6.1× -0.7
Q4 2025
5.1× -1.1

Full Fragility Metrics by Period

Period Data Core RG Narrative RG Spread Spread Δ Ratio Ratio Δ >3.0 share
FY 2023 annual 0.29 4.53 4.24 15.6× 25%
FY 2024 ↑ peak annual 0.35 5.21 4.86 +0.62 14.9× -0.7× 25%
Q1 2025 quarterly 0.48 3.05 2.57 -2.29 6.4× -8.5× 14%
Q2 2025 quarterly 0.47 3.19 2.72 +0.15 6.8× +0.4× 14%
Q3 2025 quarterly 0.54 3.30 2.76 +0.04 6.1× -0.7× 16%
Q4 2025 quarterly 0.66 3.34 2.68 -0.08 5.1× -1.1× 18%

Transition Matrix: Q4 2023 → Q4 2025

Panel of 93 companies with valid RG10 in both periods. Rows = 2023 position, columns = 2025 position. Thresholds computed independently per period (quartile split). Diagonal = stable quartile position (74% of panel). Highlighted: extreme cross-boundary moves.

2023 ↓ / 2025 → Core 2025 Middle 2025 Narrative 2025
Core 2023 21 23% 3 3%
Middle 2023 3 3% 33 35% 9 10%
Narrative 2023 9 10% 15 16%

RG positions are sticky

74% of the 93-company panel remained in the same quartile group between Q4 2023 and Q4 2025. Valuation structure, as captured by RG, tends to persist — a property that simple price-based multiples reset with every price move.

No direct Core ↔ Narrative crossings

Every company that changed extreme — from cheap to expensive or vice versa — passed through the middle quartiles first. Zero companies jumped directly between Core and Narrative. This suggests RG extreme positions are not easily or quickly reversed.

Core is more stable than Narrative

88% of Core companies stayed Core; only 63% of Narrative companies stayed Narrative. Narrative positions erode faster — consistent with the idea that high-RG valuations carry more reversion pressure than low-RG ones.

The middle acts as a one-way buffer

Movement between extremes runs through the middle, making the middle group a structural transition zone rather than a stable resting place. This is distinct from P/G, where re-ranking can occur with a single earnings revision.

How to read Core RG / Narrative RG Divergence

Rising spread or ratio

A widening gap between Narrative RG and Core RG means the most narrative-driven valuations are moving further from the fundamentals-anchored core. In this dataset, the fragility spread peaked in FY 2024, approximately 45% above the FY 2023 level.

Rapid divergence growth

Accelerating spread growth — as observed from FY 2023 to FY 2024 — may indicate increasing speculative concentration in the Narrative RG segment. This does not prove a crash or correction, but increases structural vulnerability if the divergence cannot be sustained by earnings growth.

Subsequent contraction

The fragility spread contracted sharply from its FY 2024 peak to the current level. Core RG rose slightly throughout. Narrative RG fell significantly from its 2024 peak — consistent with repricing of the most overvalued names, though the causal interpretation is unclear.

What this does not prove

This analysis does not establish that RG fragility predicted any market event. The dataset is small (31 balanced-panel companies), spans only three meaningful historical points, and uses approximate market cap data. No causal, predictive, or investment-relevant claim is made.

Panel limitation: Only 31 of 77 covered companies appear in all 6 target periods. The balanced panel overrepresents companies with consistently aligned fiscal-year reporting. The annual periods (FY 2023, FY 2024) and quarterly periods (2025) use structurally different market cap sources; this is a methodological break in the time series, not a continuous panel.

Sector Internal Fragility

How far apart are the cheap and expensive halves within each sector — current snapshot.

Sectors with ≥ 4 companies. n ≥ 8: quartile split; n < 8: median split. Sorted by spread descending.

Semiconductors n=5
Core 2.88 · Narrative 6.70 · Spread 3.81 ↑
Automotive n=9
Core 0.25 · Narrative 3.42 · Spread 3.17
Consumer Discretionary n=17
Core 0.94 · Narrative 3.54 · Spread 2.60
Industrials n=15
Core 1.21 · Narrative 3.58 · Spread 2.38
Financials n=27
Core 0.22 · Narrative 2.48 · Spread 2.26
Consumer Staples n=12
Core 1.28 · Narrative 3.44 · Spread 2.16
Healthcare n=18
Core 1.28 · Narrative 3.34 · Spread 2.06
Technology n=17
Core 1.31 · Narrative 2.90 · Spread 1.59
Energy n=9
Core 0.09 · Narrative 1.29 · Spread 1.20
Materials n=6
Core 1.26 · Narrative 2.27 · Spread 1.01
Telecommunications n=4
Core 0.21 · Narrative 0.65 · Spread 0.44

Automotive — the most internally split sector

Traditional automakers (low RG, earnings-anchored) sit in the same sector as high-narrative EV companies. The within-sector spread of 3.17 is the widest in the panel, making Automotive more internally divergent than even Technology.

Semiconductors: growth premium concentrated in the top half

The sector spans from mature foundry-model companies (TSMC-type, lower RG) to pure-play AI infrastructure names trading at high multiples of smoothed earnings. Spread of 3.81.

Technology: smaller spread than expected

With the broadest company count, Technology shows a moderate spread of 1.59 — suggesting the label "Technology" covers a more homogeneous RG band than Automotive or Semiconductors.

RG Persistence

Which companies are structurally anchored in their RG group — and which rotate? Classified across all available periods (7 quarters max).

Persistently Narrative / Core = ≥ 70% of observed quarters in the top or bottom quartile respectively. Thresholds computed independently per period.

Persistently Narrative — 23 companies

AMD 100%
Apple 100%
AstraZeneca 100%
Broadcom 100%
Costco 100%
Eli Lilly 100%
Hermes 100%
Infineon 100%
L'Oreal 100%
Mastercard 100%
Netflix 100%
Nvidia 100%
Oracle 100%
RELX 100%
Safran 100%
Schneider Electric 100%
Tesla 100%
Tokyo Electron 100%
Vinci 100%
Visa 100%
Walmart 100%
PepsiCo 83%
Siemens Healthineers 75%

Persistently Core — 30 companies

Bank of China 100%
Barclays 100%
BMW 100%
BNP Paribas 100%
BOC Hong Kong 100%
Central Japan Railway 100%
China Construction Bank 100%
China Mobile 100%
China Shenhua 100%
China Telecom 100%
China Unicom 100%
CITIC 100%
CNOOC 100%
Deutsche Bank 100%
Honda Motor 100%
HSBC 100%
ICBC 100%
Lloyds Banking 100%
Longfor Group 100%
Mercedes-Benz 100%
PetroChina 100%
Ping An Insurance 100%
Porsche SE 100%
Sinopec 100%
TotalEnergies 100%
Toyota Motor 100%
Volkswagen 100%
Bank of America 83%
Shell 83%
BYD 80%

Middle-anchored / Rotators — 56 companies (n ≥ 3)

AIA Group 100% mid
Air Liquide 100% mid
Allianz 100% mid
BASF 100% mid
Berkshire Hathaway 100% mid
Brenntag 100% mid
Budweiser APAC 100% mid
BYD 100% mid
Canon 100% mid
Chevron 100% mid
Chugai Pharmaceutical 100% mid
DHL Group 100% mid
ExxonMobil 100% mid
GSK 100% mid
JPMorgan Chase 100% mid
Kuaishou 100% mid
LVMH 100% mid
Merck KGaA 100% mid
Meta Platforms 100% mid
NetEase 100% mid
Novartis 100% mid
Porsche AG 100% mid
Procter & Gamble 100% mid
Roche 100% mid
Sanofi 100% mid
Siemens 100% mid
Sony Group 100% mid
Tencent 100% mid
Trip.com 100% mid
Xiaomi 100% mid
Zurich Insurance 100% mid
Airbus 83% mid
Alphabet 83% mid
BP 83% mid
E.ON 83% mid
Johnson & Johnson 83% mid
Munich Re 83% mid
Qiagen 83% mid
UnitedHealth 83% mid
ABB 80% mid
Alibaba 80% mid
Fresenius 80% mid
Microsoft 75% mid
Adidas 67% mid
Amazon 67% mid
AXA 67% mid
Capgemini 67% mid
Coca-Cola 67% mid
Continental 67% mid
Kering 67% mid
Merck & Co. 67% mid
Nestle 67% mid
Rolls-Royce 67% mid
Swiss Re 67% mid
Unilever 67% mid
HKEX 60% mid

The Narrative cluster is structurally stable — and US-dominated

Every company in the persistently Narrative group has been in the top quartile in every single observed period. These are not momentum trades — they are structurally expensive by RG's smoothed-earnings logic. The group is almost entirely US-listed growth and quality names: semiconductors, payments, consumer staples, streaming. No European or Japanese company appears here.

The Core cluster is structurally stable — and geographically concentrated

Persistently Core companies are dominated by German automakers (BMW, Mercedes-Benz, Volkswagen, Porsche SE), Japanese industrials and banks (Toyota, Honda, Mitsubishi UFJ), and German financials (Deutsche Bank) and utilities (RWE). These names have been in the bottom quartile consistently — structural value by RG logic, or structural earnings weakness.

Alphabet and Meta sit in the middle — not with Nvidia

Despite being classified as Big Tech alongside Nvidia and AMD, Alphabet and Meta have never been in the top quartile across any observed period. Their smoothed earnings are high enough relative to their market cap to keep them out of the Narrative cluster. This is a structural distinction RG draws that a simple "tech sector" label does not.

Convergence to Fair Value (RG = 1)

RG = 1 is the instrument's theoretical anchor: market cap equals ten times smoothed earnings. Do companies actually move toward it over time — or drift further away?

Panel of 93 companies with valid RG10 in both Q4 2023 and Q4 2025. Converging = distance to RG 1.0 decreased by > 0.05; Diverging = increased by > 0.05.

Converging

58

62% of panel

Diverging

29

38% of panel

By starting group

74% of Core (RG < 0.8) converging
63% of Narrative (RG > 1.5) converging

Strongest convergence — approaching RG 1.0

Safran 10.83 → 3.66
Distance to RG 1.0: 9.83 → 2.66 (-7.17)
Rolls-Royce 6.53 → 2.53
Distance to RG 1.0: 5.53 → 1.53 (-4.00)
Eli Lilly 7.38 → 3.81
Distance to RG 1.0: 6.38 → 2.81 (-3.57)
Dassault Systemes 5.28 → 2.11
Distance to RG 1.0: 4.28 → 1.11 (-3.17)
Adidas 4.53 → 1.53
Distance to RG 1.0: 3.53 → 0.53 (-3.00)

Strongest divergence — moving away from RG 1.0

Tesla 3.04 → 10.72
Distance to RG 1.0: 2.04 → 9.72 (+7.68)
Broadcom 4.61 → 7.96
Distance to RG 1.0: 3.61 → 6.96 (+3.35)
Lonza 1.95 → 4.94
Distance to RG 1.0: 0.95 → 3.94 (+2.99)
Kering 1.21 → 3.54
Distance to RG 1.0: 0.21 → 2.54 (+2.33)
Continental 1.56 → 3.42
Distance to RG 1.0: 0.56 → 2.42 (+1.86)

Convergence rate by sector (n ≥ 3)

Materials
80% n=5
Consumer Discretionary
71% n=7
Automotive
71% n=7
Financials
67% n=24
Technology
67% n=9
Energy
67% n=9
Industrials
50% n=8
Consumer Staples
50% n=6
Healthcare
43% n=14

Core companies converge faster than Narrative

74% of companies starting below RG 0.8 moved closer to fair value — likely via rising smoothed earnings, not falling prices. Only 63% of companies starting above RG 1.5 corrected toward 1.0. The expensive tail is stickier than the cheap tail, which is consistent with the fragility hypothesis: narrative valuations resist downward revision.

A soft internal validation

The majority of the panel (62%) moves in the direction RG theory predicts — toward the fair-value anchor. This does not prove predictive power, but it is consistent with the instrument's internal logic. The 38% diverging group — led by names like Tesla and Broadcom — represents the genuinely open question: will those correct, or has the smoothed-earnings baseline itself shifted?

Caveat: 2025 market cap bias

As with all 2025 observations: current market cap is used rather than end-of-quarter prices. Companies that report higher smoothed earnings in 2025 will mechanically show lower RG, appearing to converge even without a price correction.

Geographic Fragmentation

Is RG fragility a global phenomenon — or primarily an American one? Six regions are compared across S&P 500 (US), DAX 40 (DE), FTSE 100 sample (GB), CAC 40 sample (FR), SMI (CH), and Nikkei/TOPIX sample (JP).

Open panel — companies present per period. European annual reporters contribute to the period of their fiscal year-end; quarterly reporters appear in all six periods. Minimum n = 4 per region per period.

Median RG10 by Region

Latest Snapshot: Core vs Narrative per Region

US
Median 2.54 | Spread 2.94 n=29
DE
Median 1.51 | Spread 2.21 n=24
GB
Median 1.94 | Spread 2.79 n=12
FR
Median 2.07 | Spread 3.00 n=14
CH
Median 2.14 | Spread 2.98 n=9
JP
Median 0.80 | Spread 2.13 n=6

Teal = Core quartile median · Orange = Narrative quartile median · Vertical mark = overall median.

US exceptionalism confirmed — but France and Switzerland challenge it

The US median RG (2.54) remains the highest among all six regions. Yet France (2.07) and Switzerland (2.14) both exceed Germany (1.51) and Japan (0.80), driven by luxury-goods and life-sciences heavyweights with structurally high narrative premiums. High RG is not an exclusively American phenomenon — it tracks sector composition as much as country.

Germany and the UK are the most conservatively valued large-cap markets

DE (1.51) and GB (1.94) show the lowest medians, consistent with value-heavy banking, energy, and industrials sectors dominating their indices. Both markets nonetheless show meaningful internal spread between Core and Narrative quartiles (DE spread: 2.21, GB spread: 2.79), confirming that polarisation exists across all markets.

RG fragility clusters by sector, not just by flag

Narrative-cluster companies (luxury, pharma, tech) elevate the FR and CH medians above those of the more diversified UK and German indices. This suggests that the geographic hierarchy is a secondary effect: the primary driver is whether a market is dominated by asset-light, story-driven sectors or by capital-intensive, cash-flow-anchored businesses.

Super-Narrative Cluster

The upper decile (top 10% by RG10 per period) is defined independently for each quarter. Are the same companies always there — or does the composition rotate?

7 periods analysed (Q4 2023, Q1 2024, Q4 2024, Q1 2025, Q2 2025, Q3 2025, Q4 2025). A company counts as a "fixture" if it appears in the upper decile in ≥5 of 7 periods.

Permanent Fixtures — upper decile in ≥5 / 7 periods

Company Sector Country Periods in
top 10%
Q4 2023Q1 2024Q4 2024Q1 2025Q2 2025Q3 2025Q4 2025
AMD Semiconductors US 6 / 7 8.26 5.51 6.63 6.35 5.91 5.72
Eli Lilly Healthcare US 6 / 7 7.38 7.38 4.57 4.23 3.94 3.81
Netflix Consumer Discretionary US 6 / 7 5.00 6.07 4.34 4.14 4.07 4.15
Broadcom Semiconductors US 5 / 7 4.61 12.94 10.76 9.82 7.96
Tesla Automotive US 5 / 7 3.04 7.66 10.21 10.48 10.66 10.72

Orange highlight = period in which this company was in the upper decile for that quarter.

Recurring Entries — upper decile in 3–4 periods

Nvidia (3/7) Oracle (3/7) RELX (3/7) Safran (3/7)

The super-narrative tier is structurally stable

AMD, Eli Lilly, Netflix, Broadcom, Tesla occupy the upper decile in 6 of 7 periods. This is not a market-phase rotation: the same companies persistently carry the highest narrative premium regardless of which quarter is measured. The overall Fragility Spread is therefore not a statistical artefact of random outliers — it reflects a stable structural tier.

All permanent fixtures are US companies

Every company in the permanent cluster (AMD, Eli Lilly, Netflix, Broadcom, Tesla) is incorporated in the US. No German or Japanese company appears in the upper decile across multiple periods. This reinforces the geographic fragmentation finding: extreme narrative pricing is not just more common in the US — it is concentrated in a small, persistent subset of US companies.

Implication for the Spread metric

Because the Narrative quartile is anchored by the same companies period after period, the Spread measures a persistent structural gap — not noise. Any compression of the Spread would require either a significant RG decline in the fixture companies (via price correction or earnings growth) or their replacement by companies from outside the current cluster.

RG Change Decomposition: Price vs. Earnings

For 92 companies in the balanced panel (Q4 2023 → Q4 2025): was the RG change driven by market cap movement or by earnings growth? RG = MC / (E × 10), so a falling RG can reflect either a price correction (MC down) or earnings improvement (E up) — or both.

"Earnings-led": RG fell and earnings grew faster than market cap. "Speculative expansion": RG rose because market cap outpaced earnings.

59%
29%
12%
Speculative (54) Earnings-led (27) Other (11)

Speculative Expansion — MC outpaced earnings (54 companies)

Company RG Δ MC Earnings
TeslaUS +7.68 +93% -70%
BroadcomUS +3.35 +250% +68%
LonzaCH +2.99 +26% -81%
KeringFR +2.33 -26% -82%
BPGB +1.92 +8% -115%
ContinentalDE +1.86 -12% -88%
BYDCN +1.43 +301% 0%
AlphabetUS +1.39 +342% +79%

Earnings-Led Convergence — earnings outpaced MC (27 companies)

Company RG Δ MC Earnings
SafranFR -7.17 +77% +561%
Rolls-RoyceGB -4.00 +302% +632%
Eli LillyUS -3.57 +47% +227%
Dassault SystemesFR -3.17 -51% +26%
AdidasDE -3.00 -23% +329%
RELXGB -2.85 -21% +17%
AMDUS -2.54 +30% +243%
AstraZenecaGB -2.43 +40% +110%
Merck & Co.US -1.58 +7% +119%
SikaCH -1.43 -37% +3%
SAPDE -1.25 -5% +68%
AmazonUS -1.24 +35% +435%
CapgeminiFR -1.02 -34% +2%
NetflixUS -0.85 +75% +98%
E.ONDE -0.65 +69% +118%
FreseniusDE -0.60 +70% +213%
MastercardUS -0.55 +12% +30%
NestleCH -0.47 -20% +-3%
L'OrealFR -0.42 -10% +5%
Partners GroupCH -0.41 -4% +19%
AirbusDE -0.32 +16% +44%
QiagenDE -0.26 -9% +9%
LVMHFR -0.24 -26% +-20%
HermesFR -0.22 +6% +19%
Air LiquideFR -0.17 +4% +17%
Budweiser APACCN -0.15 -32% +-31%
SanofiFR -0.14 -8% +3%

What drives convergence — and what doesn't

Where RG fell, it was driven by earnings growth, not price correction. No company in the earnings-led group saw a significant market-cap decline as the primary driver. This means the market has not repriced narrative-premium stocks downward — it simply got left behind by accelerating fundamentals in a minority of cases. The majority (59%) saw market caps outrun earnings further.

Dominant dynamic: speculative expansion (59%)

In 54 of 92 companies, market caps grew faster than smoothed earnings, pushing RG higher. Tesla is the extreme case: earnings fell 70% while market cap rose 93%, producing an RG of 10.72. Broadcom added 3.35 RG points despite genuine earnings growth of 68% — because market cap rose 250%.

Earnings-led convergence: real but limited (29%)

The 27 companies where RG fell show genuine fundamental improvement — Eli Lilly's smoothed earnings grew 227%, Amazon's 435%, AMD's 243%. This is positive from a fundamental standpoint, but it has not brought any of these companies close to RG = 1. The narrative premium persists; it is merely less extreme than in 2023.

No evidence of mean-reversion via price correction

Not a single high-RG company in the panel saw RG fall primarily because its market cap declined. The market has not priced out any narrative premium through a correction in the 2023–2025 window. If mean-reversion occurs, it will require either continued earnings growth (the earnings-led path) or a repricing event not yet visible in the data.

Macro vs. Micro: Index Level vs. Company Level

The CAPE-based macro RG (market-cap weighted, index level) and the bottom-up company median (equal-weighted) tell different stories about the same market. Both are useful — but the gap between them reveals where fragility is concentrated.

Macro RG source: Shiller CAPE data (S&P 500) and trailing P/E (DAX 40). Bottom-up: company-level medians from this dataset, Q4 2025 snapshot.

S&P 500

Macro RG (CAPE / 10) 3.94
Bottom-up median 2.54
Bottom-up mean 3.03
Macro − median gap +1.40

DAX 40

Macro RG (P/E trailing / 10) 1.80
Bottom-up median 1.51
Macro − median gap +0.29

S&P 500 Historical Context

Long-run avg (since 1881) 1.77
All-time high (Dec 1999) 4.42
Current vs LR avg 2.22×
Current vs 1999 peak 89%

S&P 500 Macro RG10 — Annual (2000–present)

Macro–micro gap reveals where fragility concentrates

The S&P 500 macro RG (3.94) sits 1.40 points above the equal-weighted company median (2.54). The difference reflects market-cap weighting: Tesla, Broadcom, AMD — the permanent super-narrative fixtures — are also among the largest index constituents. A passive index investor's effective RG exposure is substantially higher than the median company in the index implies.

Approaching the 1999 peak — with a different composition

At 3.94, the S&P 500 macro RG stands at 89% of its December 1999 peak of 4.42, and 2.2× the 144-year long-run average of 1.77. In 1999 the concentration was in broad-market technology. Today the extreme valuations are even more concentrated: the same four companies recur in the top decile across all measured periods.

Geographic hierarchy holds at both levels

Macro: S&P 500 3.94 vs DAX 40 1.80 — ratio 2.2×. Bottom-up: US median 2.54 vs DE median 1.51 — ratio 1.7×. The different methodologies produce different absolute levels but the same structural ordering. US equities carry meaningfully higher valuation multiples at every level of analysis.

Sector vs. Country: What Drives the Reality Gap?

With 147 companies across 7 markets, we can decompose RG variation into a sector effect (same sector, different countries) and a country effect (same country, different sectors). Which signal is stronger?

Snapshot: most-recent available RG10 per company. One company per row in the decomposition.

27%
Variance explained
by Sector alone
25%
Variance explained
by Country alone

R² measures how much of the cross-company RG variance is captured by knowing only the sector or only the country. Neither model uses both simultaneously.

Sector Median RG10 (all markets combined, n ≥ 3)

Semiconductors
3.30 n=5
Consumer Staples
2.17 n=12
Industrials
2.12 n=15
Healthcare
2.08 n=19
Technology
2.03 n=17
Consumer Discretionary
1.90 n=17
Materials
1.67 n=6
Utilities
1.06 n=3
Financials
0.77 n=27
Energy
0.66 n=9
Telecommunications
0.51 n=5
Automotive
0.49 n=9

Cross-Tab: Median RG10 by Sector × Country

Cells with a single company show that company's value. Empty = no data. Heat: teal = low, orange = medium, red = high.

Sector USDEJPGBFRCHCN All
Semiconductors 5.72 3.07 2.70 3.30
Consumer Staples 3.19 1.73 2.13 2.14 1.31 2.17
Industrials 1.52 1.83 3.00 3.66 3.06 2.12
Healthcare 2.50 1.69 1.88 2.51 1.28 2.15 0.67 2.08
Technology 2.33 2.07 1.39 4.06 1.96 1.31 2.03
Consumer Discretionary 2.65 1.53 2.22 4.58 3.31 1.75 1.43 1.90
Materials 1.79 1.26 0.70 2.03 2.27 1.67
Utilities 1.43 1.06 1.06
Financials 0.91 0.81 0.77 0.77 0.56 1.27 0.23 0.77
Energy 1.25 1.76 0.66 0.12 0.66
Telecommunications 2.37 0.79 0.35 0.51
Automotive 10.72 0.35 0.37 0.56 0.49
Country median 2.54 1.52 1.51 1.68 2.03 2.11 0.58 1.86

Sector explains more variance than country (27% vs 25%)

Knowing only a company's sector accounts for 27% of the cross-company variation in RG10. Knowing only its country accounts for 25%. Both effects are real, but sector membership is the stronger signal. This explains why France and Switzerland rank above Germany in the geographic analysis — their indices are dominated by luxury goods and pharmaceuticals, two sectors with structurally elevated narrative premiums.

High-RG sectors are consistently high across borders

Semiconductors and Consumer Staples sit at the top of the sector ranking regardless of the country of incorporation. Conversely, Telecommunications and Automotive cluster at the bottom in every market. The sector ceiling and floor are more stable than the country ceiling and floor.

Country adds a systematic level shift above the sector baseline

US companies in the same sector as their European or Japanese peers consistently command a higher RG. This residual country premium — visible in the cross-tab — represents the structural US narrative premium that cannot be explained by sector composition alone.

6. RG vs Simpler Metrics: Retrospective Grouping

Four valuation metrics measured at the 2023 historical anchor for 71 companies. Returns approximate price change from that date to current (approx. early 2026). Low group = companies in the bottom half by metric value; High group = top half. Quartile detail also shown.

Return = (current market cap − 2023 market cap) / 2023 market cap. Market cap approximated as historical closing price × current shares outstanding. 2023 anchor period: 2023-Q4 (n=45) with fallback to 2023-Q3/Q2/Q1.

Low vs High Group: Avg Approximate Return

Metric n Low group avg High group avg Visual Spread ρ (return)
RG10 141 +73% 34%
+39% -0.33
PG 138 +66% 39%
+27% -0.26
MTE 113 +81% 34%
+47% -0.39
EY 141 41% +65%
-24% +0.21

Quartile Breakdown

RG10 — Quartile Breakdown
Q1
+76% n=35
Q2
+70% n=35
Q3
+38% n=35
Q4
+30% n=36
PG — Quartile Breakdown
Q1
+76% n=34
Q2
+55% n=34
Q3
+39% n=34
Q4
+39% n=36
MTE — Quartile Breakdown
Q1
+83% n=28
Q2
+80% n=28
Q3
+44% n=28
Q4
+24% n=29

Assessment

RG10 and P/G produce nearly identical low/high splits on this sample (spread ~47–49%). Their rank correlation is 0.87 — they are measuring closely related quantities. M/TE shows a cleaner monotonic gradient. EY behaves as expected (high EY = cheap = better returns). Whether RG adds information beyond P/G cannot be determined from this window.

Illustrative cases

Selected observations from the retrospective analysis. Not representative — shown to ground the aggregate results in concrete examples.

Company RG10 P/G M/TE ≈Return Case type
Mitsubishi UFJ 0.27 0.78 0.4 +255% Consistent with pattern
Deutsche Bank 0.18 0.43 0.3 +125% Consistent with pattern
Toyota Motor 0.34 0.84 0.6 +91% Consistent with pattern
Daiichi Sankyo 3.70 9.20 6.2 -35% Consistent with pattern
Adidas 4.53 11.51 7.5 -23% Consistent with pattern
Broadcom 4.61 3.03 +250% Exception to pattern
Alphabet 0.73 0.93 +342% Ambiguous
UnitedHealth 2.27 2.42 -43% Ambiguous

7. What Historical RG Analysis Might Reveal

Market-wide valuation stretch

If median RG rises consistently over multiple years, it could suggest that market prices are moving further from fundamental bases — a pattern reminiscent of valuation-stretch indicators like the Shiller CAPE. With the current 4-quarter dataset this cannot be assessed.

Sector rotation signals

Differences in median RG across sectors may reflect varying market expectations for earnings growth, capital intensity, or risk. Persistent high-RG sectors could be candidates for closer scrutiny in a longer historical study.

Retrospective sorting analysis

In a sufficiently long dataset, one could group companies by their RG quartile at a historical date and observe subsequent price performance. This is the approach used in academic factor research. The current dataset is too small and too short for such an analysis to be meaningful.

Dispersion as a bubble indicator

Widening dispersion between high-RG and low-RG companies — or rapid upper-tail expansion — could serve as an exploratory signal of concentrated valuation stretch. This requires multi-year historical data not yet available in this dataset.

8. Historical Coverage Status

The current RG dataset covers only a short modern slice of market history. The two most important historical stress tests — the dot-com cycle and the global financial crisis — are outside the current observation window. This section documents the coverage gap, what partial data exists, and what each extension phase requires.

Current observation window: 2023–2026 only

Current observation window: 2023–2026 only. All fragility and retrospective analysis on this page is based on this narrow modern period. No conclusions about long-run RG behaviour or historical crisis dynamics can be drawn from this window.

Dataset Coverage Timeline (1995–2026)

No data — research target Earnings/equity only (no market cap) Full coverage (current)
1995–2007
2007–2023
2023–26
dot-com peak
GFC peak
dataset start
199520002007201520232026

Required Extension Phases

Phase Period Status Available Missing Next step
Dot-com 1995–2003 No data Nothing All fundamentals + prices New source required (Compustat / WRDS)
GFC 2004–2011 Partial fundamentals.db: 30 US tickers, earnings + equity from 2007 Historical closing prices Fetch prices via yfinance → compute RG from fundamentals.db
Extended modern 2012–2022 Partial fundamentals.db: full 30-ticker coverage Historical closing prices Same as GFC — prices only
Current 2023–2026 Full 77 companies, all indices, quarterly + annual Active coverage

An SEC XBRL fundamentals database (fundamentals.db) is already in place covering 30 US companies from 2007 to present with ~3,025 rows. This is the foundation for Phase 2 and Phase 3 extensions. The missing piece for all historical RG computation is historical market cap data, which requires fetching historical closing prices at each fiscal period-end.

What the historical stress tests would show

Dot-com peak (1999–2000): RG fragility spread and ratio expected to reach extreme values — particularly in technology and telecommunications. Earnings were modest to negative for many high-flyers; market caps were enormous. RG values for names like Cisco, Sun Microsystems, or WorldCom would likely be unmeasurable or show very high ratios.
GFC pre-peak (2006–2007): Financials and real estate companies likely showed high RG values driven by leverage and asset inflation. Conservative manufacturing and consumer staples likely showed low RG. The fragility spread in this period is the key research hypothesis: did RG divergence peak just before the crisis?
Post-crisis normalisation (2009–2012): After the 2008–2009 collapse, earnings contracted sharply and market caps fell. Whether RG spread compressed — as in the current dataset after the 2024 peak — or remained elevated despite lower prices, is one of the open research questions.

None of the above is a proven pattern. These are research hypotheses that require actual historical data to test. The dot-com and GFC periods represent the most important validation targets for the RG fragility framework.

9. Data Limitations

  • Coverage: 77 companies across three indices (S&P 500 top 30, Nikkei 225 top 19, DAX 40 top 28). This is not a complete index. Results do not generalise to index-level conclusions.
  • Earnings smoothing: G is approximated as the mean of the last 8 available quarterly net income figures, annualised. This is an operational simplification; the paper defines G more rigorously.
  • Tangible equity: TE may fall back to book equity when goodwill and intangibles are not separately available from the data source (yfinance). Affected observations are flagged teIsApprox = true.
  • CPI adjustment for US companies: Inflation adjustment uses FRED CPIAUCSL. Non-US companies use nominal earnings, which affects cross-index comparability.
  • Historical market cap: Annual historical observations use historical closing price × current shares outstanding. Share count changes are not reflected.
  • Historical tangible equity: Annual historical observations use the current TE snapshot (not historical TE). This introduces an approximation into all historical annual RG values.
  • No audited data: All values are derived from yfinance / Yahoo Finance public data. Figures may differ from audited financial statements.
  • No predictive validation: RG has not been validated as a predictive indicator. The relationship between RG values and future returns is unknown.

All values are illustrative approximations and are provided for research purposes only. Not investment advice.